We provide details about anybody who has been disciplined openly by CFP panel or whom produced a personal bankruptcy disclosure to CFP panel that will be planned to be on CFP Board’s web site pursuant to the CFP Board case of bankruptcy Disclosure Procedures that were ultimately until June 30, 2020.
CFP Board furthermore produces links to other websites that could render other information about CFP® specialists: the monetary Industry Regulatory Authority’s (FINRA) BrokerCheck website (for experts who tend to be at the mercy of FINRA’s oversight); the Securities and change percentage’s (SEC) investments Adviser people Disclosure websites (if you are subject to the SEC’s supervision); the Office for the Comptroller for the Currency’s (OCC) administration activities web site (for all those individuals who are susceptible to OCC supervision); as well as the internet sites for all the united states Securities Administrators relationship therefore the National connection of insurance rates Commissioners, which provide email address for county securities regulators and county insurance policies divisions.